Job Description
Join our dynamic financial services team as a Part-Time Compliance Officer in Boston's thriving Financial District. This 20-25 hour/week role offers flexibility while ensuring regulatory excellence in a fast-paced environment. You'll be instrumental in safeguarding our operations against compliance risks while working with industry professionals dedicated to integrity and innovation.
Responsibilities
- Monitor regulatory changes and implement updated compliance protocols for financial transactions
- Conduct internal audits and risk assessments for AML/KYC procedures
- Prepare detailed compliance reports for senior management and regulatory bodies
- Train staff on compliance policies and ethical standards
- Investigate potential violations and recommend corrective actions
- Collaborate with legal team on regulatory filings and examinations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience in financial services
- Strong knowledge of FINRA, SEC, and Massachusetts state regulations
- Certified Compliance & Ethics Professional (CCEP) preferred
- Proficient in compliance software and MS Office Suite
- Exceptional attention to detail and analytical skills
- Ability to work independently with minimal supervision