Job Description
Join our dynamic team as a Part-Time Compliance Officer in Dallas, TX. This role is perfect for detail-oriented professionals seeking flexible hours while making a significant impact in regulatory compliance. You'll ensure adherence to federal and state regulations, mitigate risks, and support our mission to maintain ethical standards in financial operations. Enjoy a collaborative environment with competitive compensation and opportunities for professional growth.
Responsibilities
- Monitor regulatory changes and implement compliance policies
- Conduct internal audits and risk assessments
- Prepare detailed compliance reports for stakeholders
- Train staff on regulatory requirements and best practices
- Investigate potential compliance violations
- Maintain accurate documentation of compliance activities
- Collaborate with legal and executive teams on compliance strategy
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and Texas state regulations
- Excellent analytical and problem-solving skills
- Proficient in compliance software and MS Office Suite
- Ability to work independently with minimal supervision
- Strong written and verbal communication skills