Job Description
Join our dynamic team at Global Financial Partners as a Part-Time Compliance Officer in Miami, FL. We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our fast-paced financial services environment. This flexible role offers the perfect opportunity to make a significant impact while maintaining work-life balance.
Why Join Us? Competitive compensation, professional development opportunities, and a collaborative culture committed to excellence. Apply today to become part of our award-winning compliance team.
Responsibilities
- Monitor and ensure adherence to federal, state, and local regulatory requirements
- Conduct internal audits and compliance risk assessments
- Develop and implement compliance policies and procedures
- Provide compliance training to staff across departments
- Investigate and resolve compliance violations
- Stay updated on regulatory changes and industry best practices
- Prepare detailed compliance reports for senior management
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 2+ years of compliance/regulatory experience
- Knowledge of FINRA, SEC, and AML regulations
- Strong analytical and problem-solving skills
- Excellent written and verbal communication abilities
- Proficiency in compliance software and MS Office Suite
- Certification (CRCM, CAMS, or CCEP) preferred