Job Description
Join Alaska Financial Services as a Part-Time Compliance Officer and play a pivotal role in safeguarding our regulatory integrity. We're seeking a detail-oriented professional to ensure adherence to federal and state financial regulations while supporting our dynamic Anchorage team. This flexible 20-hour/week position offers competitive compensation and the opportunity to make a tangible impact in compliance operations.
Responsibilities
- Monitor and implement compliance policies per FINRA, SEC, and Alaska state regulations
- Conduct regular audits of financial transactions and documentation
- Develop risk mitigation strategies for emerging compliance challenges
- Prepare detailed regulatory reports for internal stakeholders
- Train staff on updated compliance protocols and ethical guidelines
- Coordinate with external regulators during examinations
- Maintain accurate compliance documentation and case files
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience
- FINRA Series 63/65 or 66 certification preferred
- Proficiency with compliance software (e.g., Covetrus, Wolters Kluwer)
- Strong knowledge of Alaska financial regulations
- Exceptional analytical and problem-solving abilities
- Excellent written/verbal communication skills
- Ability to manage multiple deadlines in a fast-paced environment