Job Description
Join our dynamic compliance team at Financial Integrity Partners, a leader in regulatory excellence serving Philadelphia's financial sector. We seek a meticulous Part-Time Compliance Officer to safeguard our operations against evolving regulatory landscapes. This hybrid role offers flexible hours while making a tangible impact on our risk management framework. Enjoy competitive compensation, professional development opportunities, and a collaborative environment committed to ethical standards.
Our Philadelphia office is conveniently located near City Hall, with modern amenities and hybrid work options. We value diversity and foster a culture where compliance professionals thrive. If you're passionate about regulatory integrity and seek meaningful part-time work, apply today to become part of our mission-driven team.
Responsibilities
- Monitor and interpret federal/state regulations (FinCEN, SEC, FINRA) applicable to financial services
- Conduct periodic compliance audits and risk assessments for assigned business units
- Develop/update internal policies and procedures ensuring alignment with current regulations
- Investigate potential compliance breaches and recommend corrective actions
- Deliver compliance training to staff across Philadelphia branches
- Maintain accurate compliance documentation and reporting systems
- Collaborate with legal team on regulatory changes impacting operations
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 3+ years compliance/regulatory experience in financial services
- Active CRCM or CAMS certification preferred
- Proficiency in compliance software (e.g., RSA Archer, LogicGate)
- Strong analytical skills with attention to regulatory detail
- Excellent written/verbal communication abilities
- Ability to work independently with minimal supervision
- Knowledge of Pennsylvania financial regulations