Job Description
Join our dynamic team as a Part-Time Compliance Officer in Miami! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our fast-paced financial services environment. Enjoy flexible hours while making a meaningful impact in compliance operations. Perfect for experienced professionals seeking work-life balance without compromising career growth.
Responsibilities
- Monitor regulatory changes and implement updated compliance policies
- Conduct internal audits and risk assessments for financial transactions
- Prepare compliance reports for senior management and regulatory bodies
- Train staff on AML, KYC, and anti-fraud procedures
- Investigate compliance breaches and recommend corrective actions
- Manage compliance documentation and record-keeping systems
- Collaborate with legal and audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience
- Strong knowledge of FINRA, SEC, and Florida state regulations
- Certified Compliance & Ethics Professional (CCEP) preferred
- Exceptional analytical and problem-solving skills
- Proficiency in compliance software (e.g., Certegy, Fiserv)
- Ability to work independently with minimal supervision