Job Description
Join our dynamic team as a Part-Time Compliance Officer at Oakland Financial Services Group. We're seeking a detail-oriented professional to ensure regulatory adherence while maintaining our commitment to ethical excellence. This flexible role offers the perfect opportunity to make a significant impact in a fast-paced financial environment.
As a key member of our compliance department, you'll safeguard our operations against regulatory risks while contributing to our culture of integrity. We value proactive problem-solvers who thrive in collaborative settings and possess a passion for maintaining industry-leading standards.
Responsibilities
- Monitor and implement federal/state regulatory requirements (FCRA, BSA, AML)
- Conduct internal audits and risk assessments across financial products
- Develop/update compliance policies and procedural documentation
- Investigate and resolve compliance violations with corrective actions
- Train staff on regulatory changes and compliance protocols
- Prepare detailed compliance reports for executive leadership
- Liaise with regulatory bodies during examinations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in financial services
- Strong knowledge of CA financial regulations and federal laws
- Certified Compliance & Ethics Professional (CCEP) preferred
- Exceptional analytical and problem-solving abilities
- Proficiency in compliance management software (e.g., MetricStream)
- Excellent written communication and documentation skills
- Ability to work independently with minimal supervision