Job Description
Join our dynamic compliance team as a Part-Time Compliance Officer in Wichita! We're seeking a detail-oriented professional to ensure regulatory adherence while supporting our financial services operations. Enjoy flexible hours (20-25 hrs/week) and competitive compensation in a collaborative environment. Ideal for candidates balancing other commitments while advancing their compliance career.
Responsibilities
- Monitor regulatory changes and update compliance policies/procedures
- Conduct internal audits and risk assessments for financial transactions
- Prepare compliance reports for senior management and regulatory bodies
- Train staff on AML, KYC, and FINRA regulations
- Investigate potential compliance violations and recommend corrective actions
- Maintain accurate compliance documentation and audit trails
- Collaborate with legal and operations departments on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 2+ years of compliance/regulatory experience in finance
- Certified Regulatory Compliance Manager (CRCM) preferred
- Proficient with compliance software (e.g., ComplyAdvantage, Nasdaq)
- Strong analytical and problem-solving skills
- Excellent written/verbal communication abilities
- Ability to work independently with minimal supervision
- Knowledge of federal/state banking regulations