Job Description
Join our dynamic team as a Part-Time Compliance Officer in Honolulu! We're seeking a detail-oriented professional to ensure regulatory adherence and ethical practices across our operations. This flexible opportunity offers the chance to make a significant impact while enjoying Hawaii's vibrant lifestyle.
Our ideal candidate will thrive in a fast-paced environment, helping us navigate complex compliance frameworks while fostering a culture of integrity and accountability. If you're passionate about safeguarding organizations and possess strong analytical skills, we encourage you to apply today!
Responsibilities
- Monitor and interpret regulatory changes affecting financial services in Hawaii
- Conduct internal audits and compliance assessments for policy adherence
- Develop and maintain compliance documentation and training materials
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and leadership teams on compliance strategies
- Stay updated on FINRA, SEC, and state-specific regulations
- Report compliance metrics to senior management quarterly
Qualifications
- Bachelor's degree in Finance, Law, or related field
- 2+ years of compliance or regulatory experience
- Knowledge of Hawaii financial regulations and FINRA rules
- Strong analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Proficient in compliance management software
- Ability to work independently with minimal supervision
- Valid Hawaii driver's license (required for site visits)