Job Description
Join our dynamic team as a Part-Time Compliance Officer and play a pivotal role in ensuring regulatory excellence. We're seeking a detail-oriented professional to uphold compliance standards in Philadelphia's thriving financial sector. Enjoy flexible hours while making a meaningful impact on our risk management framework.
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and risk assessments across financial products
- Prepare detailed compliance reports for senior leadership
- Train staff on regulatory requirements and ethical standards
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and audit teams on compliance initiatives
- Maintain accurate documentation of compliance activities
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience
- Strong knowledge of FINRA, SEC, and banking regulations
- Excellent written and verbal communication skills
- Proficiency in compliance management software
- Certified Regulatory Compliance Manager (CRCM) preferred
- Ability to work independently with minimal supervision