Job Description
Join our dynamic team at Global Financial Services Inc. as a Part-Time Compliance Officer and play a crucial role in maintaining regulatory excellence. This position offers the flexibility of part-time hours while allowing you to make a significant impact on our organization's integrity and regulatory adherence. We're seeking a detail-oriented professional with a passion for compliance to ensure our operations meet federal, state, and industry standards. Enjoy a collaborative work environment in Newark's thriving financial district with opportunities for professional growth.
Responsibilities
- Monitor and interpret regulatory changes (SEC, FINRA, AML, etc.) to update compliance protocols
- Conduct internal audits and risk assessments for financial transactions
- Prepare detailed compliance reports for senior management and regulatory bodies
- Develop and deliver compliance training programs to staff
- Investigate potential violations and recommend corrective actions
- Maintain accurate compliance documentation and records
- Collaborate with legal and audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field
- Minimum 2 years of compliance or regulatory experience
- Certification (CRCM, CAMS, or CCEP) preferred
- Strong knowledge of financial regulations (Dodd-Frank, NYDFS, etc.)
- Exceptional analytical and problem-solving skills
- Proficiency in compliance software and MS Office Suite
- Ability to work independently with minimal supervision
- Excellent written and verbal communication skills