Job Description
Join our award-winning compliance team at Global Financial Solutions Inc., a leader in fintech innovation. We're seeking a meticulous Part-Time Compliance Officer to ensure regulatory adherence while supporting our mission to deliver secure financial services. This hybrid role (3 days/week onsite in Kansas City) offers flexibility and growth opportunities in a dynamic environment.
Responsibilities
- Monitor and enforce compliance with federal/state regulations (FINRA, SEC, BSA/AML)
- Conduct risk assessments and internal audits for financial products
- Develop/update compliance policies and procedures documentation
- Train staff on regulatory changes and best practices
- Investigate potential violations and prepare corrective action reports
- Liaise with regulators during examinations and inquiries
- Manage compliance reporting systems and maintain audit trails
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Proficiency with compliance software (e.g., ComplySci, Wolters Kluwer)
- Strong understanding of FINRA rules and SEC regulations
- Exceptional analytical and documentation skills
- Ability to work independently with minimal supervision
- Kansas City residency required for onsite presence