Job Description
Urgently Hiring: Compliance Officer - Las Vegas, NV
Nevada Financial Group is seeking a dedicated Compliance Officer to join our dynamic team immediately. This critical role ensures regulatory adherence, mitigates risks, and maintains our industry-leading reputation in the financial sector. If you're a detail-oriented professional passionate about compliance excellence, apply today!
Why Join Us?
• Competitive compensation package
• Comprehensive benefits including health/dental/vision
• Career advancement opportunities
• Collaborative, fast-paced environment
Responsibilities
- Develop and implement compliance programs aligned with federal/state regulations (e.g., FINRA, SEC)
- Conduct regular risk assessments and internal audits
- Investigate compliance violations and recommend corrective actions
- Train staff on regulatory requirements and best practices
- Prepare detailed compliance reports for senior leadership
- Monitor legislative changes and update policies accordingly
- Collaborate with legal and audit teams
- Ensure adherence to AML/KYC protocols
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations
- Certified Compliance & Ethics Professional (CCEP) preferred
- Exceptional analytical and problem-solving skills
- Advanced proficiency in compliance software (e.g., PolicyManager)
- Excellent written/verbal communication abilities
- Ability to thrive in deadline-driven environments