Job Description
Join our dynamic team as a Part-Time Compliance Officer at Global Financial Services Inc. in Newark, NJ. This role offers the opportunity to ensure regulatory adherence while maintaining a flexible schedule. You'll play a crucial role in safeguarding our operations against financial risks and regulatory violations. We provide competitive compensation, professional development opportunities, and a supportive work environment. Apply today to become part of our mission to deliver ethical and compliant financial solutions.
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and risk assessments to identify compliance gaps
- Prepare and submit regulatory reports to federal and state authorities
- Train staff on compliance procedures and ethical standards
- Investigate and resolve compliance violations with corrective actions
- Maintain accurate documentation of compliance activities
- Collaborate with legal and senior management on compliance strategies
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 2+ years of compliance or regulatory experience
- Strong knowledge of FINRA, SEC, and NJ banking regulations
- Excellent analytical and problem-solving skills
- Proficient in compliance software and MS Office Suite
- Ability to work independently with minimal supervision
- Strong attention to detail and documentation skills
- Relevant certification (e.g., CAMS, CRCM) preferred