Job Description
Join our dynamic team as a Part-Time Compliance Officer where you'll safeguard our organization's integrity through meticulous regulatory oversight. This hybrid role (20-25 hours/week) offers flexible scheduling while making a tangible impact on risk management and operational excellence. Ideal for professionals seeking meaningful part-time engagement in the financial services sector.
We provide comprehensive training, industry-leading resources, and a collaborative environment that values your expertise. Enjoy competitive compensation, professional development opportunities, and the satisfaction of maintaining the highest compliance standards in a rapidly evolving regulatory landscape.
Responsibilities
- Monitor and interpret federal/state regulations (SEC, FINRA, OCC) to ensure organizational adherence
- Conduct regular compliance audits and risk assessments across business units
- Develop and implement internal control procedures and compliance policies
- Investigate potential violations and recommend corrective actions
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Train staff on regulatory requirements and ethical standards
- Stay current on industry developments through continuous professional education
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years compliance/risk management experience in financial services
- Strong knowledge of banking regulations and AML/BSA requirements
- Certified Compliance & Ethics Professional (CCEP) designation highly desirable
- Exceptional analytical skills with attention to detail
- Proficient in compliance software (e.g., ComplySci, Nasdaq TradeLog)
- Excellent written/verbal communication and documentation abilities
- Ability to work independently with minimal supervision