Job Description
Join our dynamic team as a Part-Time Compliance Officer in Raleigh, NC! We're seeking a detail-oriented professional to ensure regulatory adherence across financial operations. This flexible role offers 20-25 hours/week with competitive compensation and remote work options. Ideal for experienced professionals seeking work-life balance while making a significant impact in risk management.
Responsibilities
- Monitor and enforce compliance with federal/state regulations (FINRA, SEC, AML)
- Conduct internal audits and risk assessments for financial products
- Develop/update compliance policies and procedures documentation
- Train staff on regulatory requirements and ethical standards
- Investigate potential violations and recommend corrective actions
- Prepare compliance reports for executive leadership
- Stay current on evolving regulatory landscapes
Qualifications
- Bachelor's degree in Finance, Law, or related field
- 3+ years compliance/regulatory experience in financial services
- Certification (CRCM, CAMS, or CCEP) preferred
- Proficiency with compliance software (e.g., OnBase, MetricStream)
- Strong analytical and problem-solving abilities
- Excellent written/verbal communication skills
- Ability to work independently with minimal supervision