Job Description
Join CompliancePro Solutions, a leader in regulatory compliance management, as our Part-Time Compliance Officer in Buffalo, NY. This role offers the flexibility of part-time hours while making a significant impact in ensuring organizational adherence to federal and state regulations. You'll work in a collaborative environment where your expertise drives compliance excellence and mitigates risk. Ideal for professionals seeking work-life balance without compromising on career growth.
Responsibilities
- Monitor and interpret regulatory updates (e.g., FINRA, NYDFS, SEC) to ensure policy alignment
- Conduct internal audits and compliance assessments across departments
- Develop and implement compliance training programs for staff
- Investigate potential violations and prepare detailed incident reports
- Maintain accurate compliance documentation and audit trails
- Collaborate with legal team on regulatory submissions and inquiries
- Advise leadership on emerging compliance risks and mitigation strategies
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance/regulatory experience in financial services
- Strong knowledge of NYDFS regulations and FINRA rules
- Certified Compliance & Ethics Professional (CCEP) preferred
- Proficiency in compliance software (e.g., Compliance.ai, LogicGate)
- Exceptional attention to detail and analytical skills
- Excellent written/verbal communication abilities
- Ability to work independently with minimal supervision