Job Description
Join our dynamic compliance team in Austin and make an immediate impact! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence and mitigate financial risks in our fast-paced fintech environment. This urgent opening requires someone who can start within 48 hours. Enjoy competitive pay, flexible remote options, and the opportunity to shape our compliance framework from day one. Don't miss this chance to advance your career with an industry leader!
Responsibilities
- Monitor regulatory changes and implement updated compliance protocols
- Conduct internal audits and risk assessments across financial transactions
- Develop and maintain compliance documentation and training materials
- Collaborate with legal and finance teams on regulatory reporting
- Investigate potential compliance violations and recommend corrective actions
- Ensure adherence to AML, KYC, and FINRA regulations
- Manage vendor compliance relationships and due diligence processes
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 3+ years of compliance experience in financial services or fintech
- FINRA Series 63/65 or 26 license required
- Proficiency with compliance software (e.g., ComplySci, Nasdaq TradeLog)
- Strong analytical skills with attention to detail
- Experience with regulatory reporting (SAR, CTR, etc.)
- Ability to start within 48 hours of offer acceptance