Job Description
Join our dynamic team as a Compliance Officer and make an immediate impact! Global Financial Services Inc. is seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our fast-paced financial environment. This is a direct-hire opportunity with competitive benefits and career growth potential. You'll work with industry leaders to develop robust compliance frameworks while fostering a culture of integrity.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, OCC) to implement updated policies
- Conduct internal audits and risk assessments across all business units
- Develop and maintain compliance documentation and training programs
- Investigate potential violations and recommend corrective actions
- Liaise with legal counsel and regulatory agencies during examinations
- Lead AML/KYC program implementation and monitoring
- Prepare comprehensive compliance reports for executive leadership
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 5+ years compliance experience in financial services
- Active CRCM or CCEP certification required
- Expert knowledge of federal/state banking regulations
- Strong analytical and investigative skills
- Proficient in compliance software (e.g., Smartsheet, RSA Archer)
- Excellent written communication and presentation abilities