Job Description
Join our elite compliance team at Global Financial Solutions Inc. in Irvine, CA, where we're revolutionizing financial oversight. As a Compliance Officer, you'll safeguard our operations against regulatory risks while driving strategic compliance initiatives in a dynamic, high-stakes environment. Enjoy unparalleled career growth, competitive benefits, and the opportunity to shape compliance frameworks for a Fortune 500 company.
Responsibilities
- Develop and implement comprehensive compliance programs aligned with FINRA, SEC, and CA regulations
- Conduct high-stakes internal audits and regulatory investigations
- Lead cross-functional teams to mitigate financial and operational risks
- Advise senior leadership on emerging regulatory trends and policy updates
- Manage AML/BSA compliance protocols and reporting requirements
- Train staff on compliance policies and regulatory changes
- Oversee vendor due diligence and third-party risk management
Qualifications
- 8+ years of compliance experience in financial services or fintech
- Advanced certification (CRCM, CAMS, CCEP) or JD/LLM preferred
- Expertise in CA regulatory frameworks and federal banking regulations
- Proven track record of leading enterprise-wide compliance programs
- Exceptional analytical skills with experience in regulatory reporting
- Strong knowledge of AML, sanctions, and OFAC requirements
- Excellent communication skills for stakeholder engagement and training