Job Description
Join Atlantic Financial Group, a leading financial services firm, as our new Compliance Officer in Virginia Beach. We offer a premium compensation package and a dynamic work environment where your expertise directly shapes regulatory excellence. This high-impact role requires a strategic thinker to navigate complex financial regulations while driving our commitment to ethical practices. Enjoy competitive benefits, professional development opportunities, and the chance to work with industry leaders in Virginia's thriving financial sector.
Responsibilities
- Develop and implement robust compliance frameworks aligned with federal regulations (SEC, FINRA, CFPB)
- Conduct comprehensive risk assessments and internal audits across financial operations
- Lead AML/BSA monitoring investigations and SAR filing processes
- Train staff on regulatory changes and compliance best practices
- Collaborate with legal and executive teams to ensure policy adherence
- Manage regulatory examinations and reporting requirements
- Drive continuous improvement of compliance controls and procedures
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 7+ years of compliance experience in financial services
- Deep expertise in FINRA, SEC, and state regulations
- Certified Compliance & Ethics Professional (CCEP) designation required
- Advanced analytical skills with regulatory interpretation experience
- Proven track record in AML/BSA program management
- Exceptional communication skills for stakeholder training
- Experience leading regulatory examinations and remediation