Job Description
Join Delta Financial Group's elite compliance team in Baton Rouge and earn a $5,000 sign-on bonus! We're seeking a meticulous Compliance Officer to safeguard regulatory integrity while driving our financial services division forward. This hybrid role offers competitive compensation, comprehensive benefits, and career advancement opportunities in Louisiana's thriving capital.
As a cornerstone of our risk management framework, you'll ensure adherence to federal regulations (including Dodd-Frank, AML, and SEC guidelines) while developing innovative compliance solutions. Our award-winning culture combines cutting-edge technology with Louisiana's renowned hospitality, creating an environment where compliance professionals thrive.
Responsibilities
- Develop, implement, and monitor compliance programs across all financial service lines
- Conduct risk assessments and internal audits to identify regulatory vulnerabilities
- Prepare regulatory reports and disclosures for federal and state authorities
- Train staff on compliance protocols and regulatory updates
- Collaborate with legal and executive teams on compliance strategy
- Investigate potential violations and recommend corrective actions
- Stay current on evolving financial regulations and industry best practices
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Relevant certifications (CRCM, CAMS, or CCEP strongly preferred)
- Deep knowledge of federal banking regulations and Louisiana state laws
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills
- Proficiency in compliance software (e.g., NICE Actimize, SAS)