Job Description
Join Mesa Financial Solutions and enjoy the financial security of weekly paychecks while advancing your compliance career! We're seeking a dedicated Compliance Officer to safeguard our operations and regulatory integrity. This full-time role offers competitive compensation with weekly disbursements, plus comprehensive benefits and growth opportunities in Mesa's thriving financial sector.
Responsibilities
- Monitor and enforce adherence to federal/state regulations (FFIEC, BSA, AML)
- Conduct internal audits and risk assessments for compliance gaps
- Develop/update compliance policies/procedures aligned with industry standards
- Investigate compliance violations and recommend corrective actions
- Train staff on regulatory requirements and ethical practices
- Prepare regulatory reports for FINRA/FDIC/SEC authorities
- Collaborate with legal team on compliance framework updates
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in financial services
- Active CRCM or CAMS certification preferred
- Expert knowledge of FINRA regulations and banking compliance
- Advanced MS Office skills with proficiency in compliance software
- Strong analytical and problem-solving abilities
- Excellent written/verbal communication skills