Job Description
Join our dynamic compliance team at Baltimore Financial Solutions and make a tangible impact on regulatory integrity. We offer competitive weekly pay, comprehensive benefits, and a collaborative environment where your expertise drives our success. As a leader in financial services, we prioritize compliance excellence and employee growth. Apply today to start your rewarding career path with immediate compensation opportunities.
Responsibilities
- Monitor and ensure adherence to federal, state, and industry regulations (FinCEN, AML, BSA)
- Develop, implement, and update compliance policies and procedures
- Conduct regular internal audits and risk assessments
- Investigate potential compliance breaches and recommend corrective actions
- Train staff on regulatory requirements and compliance best practices
- Act as primary liaison with regulatory agencies during examinations
- Prepare detailed compliance reports for executive leadership
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of AML/BSA regulations and FINRA rules
- Excellent analytical and problem-solving skills
- Proficient in compliance management software (e.g., ComplyAdvantage)
- Ability to thrive in fast-paced, regulated environments
- Certified Regulatory Compliance Manager (CRCM) designation a plus