Job Description
Join Milwaukee Financial Group as a Compliance Officer and enjoy the unique benefit of weekly pay! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risk in our dynamic financial services environment. This is a hybrid role offering flexibility while maintaining close collaboration with our compliance team.
As a key member of our risk management division, you'll safeguard our operations against regulatory violations, conduct thorough audits, and develop actionable compliance frameworks. Our commitment to employee well-being extends to timely compensation, ensuring you receive your earnings every week without delay.
Responsibilities
- Monitor regulatory changes (FINRA, SEC, state laws) and implement compliance protocols
- Conduct internal audits and risk assessments across departments
- Prepare detailed compliance reports for executive stakeholders
- Train staff on regulatory requirements and ethical standards
- Investigate potential violations and recommend corrective actions
- Collaborate with legal counsel on compliance strategy
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 3+ years compliance/regulatory experience in financial services
- FINRA Series 63/65/66 or equivalent certification
- Advanced knowledge of AML, KYC, and Dodd-Frank regulations
- Proficient in compliance software (e.g., Compliance.ai, OnGuard)
- Strong analytical and written communication skills
- Ability to manage competing priorities in fast-paced environments