Job Description
Join our dynamic team as a Compliance Officer in Baltimore and enjoy the benefit of weekly pay! We're seeking a detail-oriented professional to ensure regulatory adherence and drive ethical practices within our financial services firm. This role offers competitive compensation, career growth opportunities, and a supportive work environment in Maryland's thriving financial hub.
Responsibilities
- Monitor regulatory changes and implement compliance policies across all departments
- Conduct internal audits and risk assessments to identify compliance gaps
- Develop and deliver compliance training programs to staff
- Investigate and resolve compliance violations with corrective action plans
- Prepare detailed reports for senior management and regulatory bodies
- Collaborate with legal and finance teams on compliance initiatives
- Stay current with FINRA, SEC, and state-specific regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Relevant certifications (CRCM, CAMS, or CCEP preferred)
- Strong knowledge of federal/state banking regulations
- Exceptional analytical and problem-solving skills
- Proficiency in compliance management software
- Excellent written and verbal communication abilities