Job Description
Join Mesa Financial Solutions as a Compliance Officer and enjoy the stability of weekly pay in a dynamic financial environment. We're seeking a detail-oriented professional to ensure our operations adhere to federal and state regulations while driving ethical business practices. This role offers competitive compensation, comprehensive benefits, and the opportunity to make a direct impact on our compliance framework. Apply today to become part of our forward-thinking team in sunny Mesa, AZ.
Responsibilities
- Monitor regulatory changes and update internal policies accordingly
- Conduct internal audits and risk assessments across all departments
- Investigate compliance breaches and recommend corrective actions
- Develop and deliver compliance training programs to staff
- Prepare detailed reports for senior management and regulatory bodies
- Collaborate with legal team to ensure adherence to FINRA/SEC requirements
- Maintain accurate compliance documentation and records
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of federal and Arizona state regulations
- Certified Regulatory Compliance Manager (CRCM) preferred
- Exceptional analytical and problem-solving abilities
- Proficiency with compliance software and MS Office Suite
- Excellent written and verbal communication skills
- Ability to manage multiple deadlines in a fast-paced environment