Job Description
We are looking for a detail-oriented Compliance Officer to join our expanding team in the heart of Boston, MA. If you are seeking a stable career with weekly pay and the opportunity to work in a dynamic financial environment, we want to hear from you.
In this role, you will be the guardian of our integrity, ensuring that all operations align with local, state, and federal regulations. We pride ourselves on a culture of transparency and excellence, offering a competitive benefits package for the right candidate.
Why Join Us?
- Weekly Pay: Get paid on time, every time.
- Competitive Salary: Based on experience in the Boston market.
- Growth Opportunities: Clear path for professional advancement within the firm.
Responsibilities
- Monitor daily operations to ensure strict adherence to internal policies and external regulations (e.g., FINRA, SEC, GDPR).
- Conduct regular internal audits and risk assessments to identify potential compliance gaps.
- Develop, update, and distribute compliance manuals and training materials for staff.
- Prepare and submit accurate reports to regulatory bodies and senior management.
- Investigate internal complaints or discrepancies regarding regulatory violations.
- Stay current with changes in financial laws and industry standards.
Qualifications
- Bachelor’s degree in Law, Finance, Business Administration, or a related field.
- Minimum of 3-5 years of experience in a compliance or risk management role.
- Experience with financial services regulations in Massachusetts is highly preferred.
- Strong analytical skills with the ability to interpret complex regulatory text.
- Excellent verbal and written communication skills.
- Professional certification (CCEP, CRCM) is a plus.