Job Description
Join Metro Financial Group as a Compliance Officer and enjoy the stability of weekly pay while safeguarding our operations. We're seeking a detail-oriented professional to ensure adherence to federal and state regulations in the financial services sector. This role offers competitive compensation, comprehensive benefits, and a supportive work environment in downtown Minneapolis.
Responsibilities
- Monitor and implement regulatory compliance policies per FINRA, SEC, and state guidelines
- Conduct internal audits and risk assessments for financial products
- Develop and maintain compliance documentation and training programs
- Investigate and resolve compliance violations with corrective action plans
- Collaborate with legal and audit teams on regulatory changes
- Prepare periodic compliance reports for executive leadership
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- FINRA Series 63/65/66 or 24 licenses required
- Proficiency with compliance software (e.g., Compliance.ai, Alacris)
- Strong analytical and risk assessment skills
- Excellent written/verbal communication abilities
- Knowledge of AML, KYC, and Fair Lending regulations