Job Description
Join our dynamic compliance team at Pacific Coast Financial Services and enjoy the convenience of weekly pay! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence and implement effective risk management strategies. This role offers competitive compensation, comprehensive benefits, and the opportunity to make a significant impact in the financial services sector.
Responsibilities
- Monitor and interpret regulatory changes to ensure organizational compliance with federal and state laws
- Develop and implement compliance policies, procedures, and internal controls
- Conduct regular audits and risk assessments across business operations
- Prepare detailed compliance reports for senior management and regulatory bodies
- Train staff on compliance requirements and ethical standards
- Collaborate with legal and audit teams to address compliance gaps
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or regulated industry
- Strong knowledge of FINRA, SEC, and California financial regulations
- Excellent analytical skills with attention to detail
- Proficient in compliance management software and MS Office Suite
- Strong written and verbal communication skills
- Relevant certifications (e.g., CAMS, CRCM) preferred