Job Description
Join our award-winning compliance team in Houston's thriving energy corridor and start making an impact immediately! Global Financial Solutions Inc. is seeking a dynamic Compliance Officer to safeguard our operations while driving ethical excellence. This is your chance to transition into a role with competitive compensation, comprehensive benefits, and career growth opportunities in one of America's most vibrant financial hubs.
We offer flexible scheduling, remote work options, and a culture that values innovation and integrity. Perfect for professionals with 3+ years of compliance experience looking to advance their career without delay. Apply today and begin your journey tomorrow!
Responsibilities
- Monitor and enforce adherence to federal, state, and industry regulations (SEC, FINRA, SOX)
- Conduct risk assessments and develop mitigation strategies for financial operations
- Lead internal audits and ensure policy compliance across all departments
- Prepare comprehensive compliance reports for executive leadership and regulatory bodies
- Train staff on regulatory requirements and ethical standards
- Investigate potential violations and recommend corrective actions
- Stay updated on regulatory changes and implement necessary adjustments
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services or energy sector
- Certification (CCEP, CAMS, or CCRM) preferred
- Expertise in risk management frameworks and regulatory reporting
- Strong analytical skills with attention to detail
- Experience with compliance software (e.g., RSA Archer, Compliance 360)
- Ability to manage multiple projects under tight deadlines