Job Description
Join Fort Worth Financial Solutions and start your career as a Compliance Officer tomorrow! We're seeking a detail-oriented professional to ensure regulatory adherence while driving our mission of financial integrity. This is your chance to make an immediate impact in a dynamic, growth-oriented environment.
As a cornerstone of our compliance framework, you'll safeguard our operations against regulatory risks while fostering a culture of ethical excellence. We offer competitive compensation, comprehensive benefits, and rapid onboarding for qualified candidates ready to contribute on day one.
Responsibilities
- Monitor regulatory changes (FINRA, SEC, OCC) and implement updated compliance protocols
- Conduct internal audits and risk assessments across financial operations
- Develop/maintain compliance policies and procedures documentation
- Train staff on regulatory requirements and ethical standards
- Investigate potential violations and recommend corrective actions
- Prepare compliance reports for senior management and regulatory bodies
- Collaborate with legal and risk management teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience in financial services
- FINRA Series 65, 66, or 24 certification preferred
- Advanced knowledge of federal/state banking regulations
- Proficient in compliance software (e.g., Compliance.ai, OnGuard)
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills
- Ability to prioritize tasks in fast-paced environments