Job Description
Join Fortworth Financial Group as a Compliance Officer and make an immediate impact on our dynamic team. We're seeking a detail-oriented professional to ensure regulatory adherence while driving ethical business practices. Enjoy competitive compensation, comprehensive benefits, and the opportunity to start your career tomorrow. Apply now to join our Fort Worth-based team committed to excellence in financial compliance.
Responsibilities
- Monitor regulatory changes and implement updated compliance protocols across all departments
- Conduct internal audits to identify and mitigate compliance risks
- Develop and maintain comprehensive compliance documentation and training programs
- Collaborate with legal and executive teams on policy development and implementation
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports and maintain accurate compliance records
- Stay current with FINRA, SEC, and state-specific regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) designation required
- Advanced knowledge of federal and state banking regulations
- Strong analytical skills with attention to detail
- Exceptional written and verbal communication abilities
- Experience with compliance software and reporting tools
- Ability to thrive in a fast-paced, deadline-driven environment