Job Description
Join our dynamic compliance team in Atlanta and make an immediate impact! We're seeking a detail-oriented Compliance Officer to start tomorrow and drive regulatory excellence. As a key member of our finance division, you'll ensure adherence to federal regulations while shaping our compliance framework. Enjoy competitive compensation, comprehensive benefits, and a collaborative environment at a leading financial services firm. Apply today to start your career-changing role tomorrow!
Responsibilities
- Develop and implement compliance programs aligned with FINRA, SEC, and federal regulations
- Conduct risk assessments and internal audits to identify compliance gaps
- Monitor regulatory changes and update policies accordingly
- Train staff on compliance protocols and ethical standards
- Investigate and resolve compliance violations with corrective actions
- Prepare reports for senior management and regulatory bodies
- Liaise with legal counsel on compliance matters
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- Certification (CRCM, CAMS, or CCEP) preferred
- Strong knowledge of federal regulations (Dodd-Frank, AML, KYC)
- Exceptional analytical and problem-solving skills
- Proficient in compliance software (e.g., MetricStream, RSA Archer)
- Ability to prioritize tasks in fast-paced environments
- Excellent written and verbal communication