Job Description
Join our dynamic compliance team at Global Financial Solutions and make an immediate impact! We're seeking a detail-oriented Compliance Officer to start tomorrow in our Atlanta headquarters. This premium opportunity offers competitive compensation, comprehensive benefits, and a collaborative environment where your expertise will drive regulatory excellence.
As a key member of our risk management division, you'll ensure adherence to federal regulations (SEC, FINRA, CFPB) while implementing robust compliance frameworks. Enjoy modern workspaces, professional development opportunities, and a culture that values integrity and innovation.
Responsibilities
- Develop and maintain compliance programs aligned with FINRA, SEC, and GAAP regulations
- Conduct regular risk assessments and internal audits for financial products/services
- Prepare comprehensive compliance reports for executive leadership and regulatory bodies
- Train staff on regulatory updates and ethical conduct standards
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and audit teams to ensure cohesive risk management
- Stay current on evolving financial regulations through industry research
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or equivalent designation
- Deep knowledge of SEC, FINRA, and Georgia state regulations
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills for regulatory reporting
- Proficiency with compliance software (e.g., MetricStream, Encompass)
- Ability to start immediately and work in-office full-time