Job Description
Join our dynamic compliance team in San Antonio and make an immediate impact! Global Financial Solutions Inc. seeks a detail-oriented Compliance Officer to ensure adherence to federal regulations and internal policies. This urgent opening allows you to start tomorrow in a fast-paced environment where your expertise directly protects our clients and reputation. Enjoy competitive benefits, career growth opportunities, and a supportive culture that values integrity and innovation.
Responsibilities
- Monitor regulatory changes and implement updated compliance protocols across all departments
- Conduct internal audits and risk assessments to identify potential compliance gaps
- Develop and deliver comprehensive compliance training programs for staff
- Investigate and resolve compliance violations with corrective action plans
- Prepare detailed reports for senior management and regulatory bodies
- Collaborate with legal and operations teams to align policies with industry standards
- Maintain accurate documentation of compliance activities and incidents
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or regulated industry
- Deep knowledge of FINRA, SEC, and AML regulations
- Strong analytical skills with attention to detail and accuracy
- Exceptional communication abilities for training and reporting
- Professional certifications (CRCM, CAMS, or CCEP) highly valued
- Ability to prioritize tasks and manage multiple deadlines effectively