Job Description
Join our award-winning compliance team at Global Financial Solutions and accelerate your career! We're seeking a meticulous Compliance Officer to safeguard our operations in the fast-growing Raleigh market. This premium role offers a $10,000 sign-on bonus for qualified candidates who can ensure regulatory excellence and drive ethical practices across our financial services division.
Why Global Financial Solutions?
• Industry-leading compliance training programs
• Career advancement opportunities with Fortune 500 parent company
• Hybrid work model (3 days office, 2 days remote)
• Comprehensive benefits package including 401(k) matching
Responsibilities
- Develop and implement compliance monitoring programs for FINRA, SEC, and state regulations
- Conduct risk assessments and internal audits with detailed reporting
- Train staff on regulatory updates and compliance protocols
- Investigate potential violations and recommend corrective actions
- Manage compliance documentation and reporting requirements
- Collaborate with legal and audit teams on regulatory changes
- Lead compliance initiatives for new product launches
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- FINRA Series 7, 24, and 63/66 certifications required
- Proficiency in compliance software (e.g., Actimize, NICE Actimize)
- Strong analytical skills with attention to detail
- Experience with AML/BSA regulations
- Exceptional written and verbal communication skills