Job Description
Join our award-winning compliance team at Financial Trust Group and receive a $15,000 sign-on bonus! We're seeking a detail-oriented Compliance Officer to safeguard our operations in the vibrant financial hub of St. Petersburg. This role offers hybrid work arrangements and comprehensive benefits including health insurance, 401(k) matching, and professional development stipends. You'll be instrumental in maintaining regulatory adherence while working with cutting-edge fintech solutions.
Responsibilities
- Develop and implement compliance monitoring programs for AML, KYC, and SEC regulations
- Conduct risk assessments and prepare regulatory reporting documents
- Collaborate with legal and audit teams to resolve compliance gaps
- Train staff on updated compliance procedures and industry changes
- Manage internal audits and respond to regulatory inquiries
- Stay current on FINRA, OCC, and Florida state banking regulations
- Document compliance policies and maintain audit trails
Qualifications
- Bachelor's degree in Finance, Business, or related field required
- 5+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Advanced knowledge of BSA/AML and SEC regulations
- Experience with compliance software (e.g., Thomson Reuters, Nasdaq)
- Strong analytical and problem-solving abilities
- Excellent communication skills for stakeholder reporting
- Ability to work independently in a hybrid environment