Job Description
Join our award-winning team as a Compliance Officer in Memphis and receive a $10,000 sign-on bonus! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our dynamic financial services environment. Enjoy competitive compensation, comprehensive benefits, and career advancement opportunities in Tennessee's thriving business hub.
Why Memphis? Affordable living, vibrant culture, and no state income tax make Memphis an ideal location for professionals seeking work-life balance.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal regulations (FinCEN, SEC, CFPB)
- Conduct internal audits and risk assessments for financial products and services
- Train staff on regulatory changes and compliance protocols
- Investigate and resolve compliance violations with corrective action plans
- Liaise with regulatory agencies during examinations and inquiries
- Prepare detailed compliance reports for executive leadership and board committees
- Stay updated on industry trends through continuous professional development
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 5+ years of compliance experience in financial services
- Relevant certifications (CRCM, CAMS, or CCEP preferred)
- Proficiency with compliance management software (e.g., RSA Archer, MetricStream)
- Strong analytical skills with attention to regulatory detail
- Excellent communication and presentation abilities
- Experience with AML/KYC procedures and BSA/AML regulations
- Ability to thrive in fast-paced, deadline-driven environments