Job Description
Join our dynamic compliance team in Jacksonville, FL and unlock your career potential with a $10,000 sign-on bonus! We're seeking a meticulous Compliance Officer to safeguard our financial operations while ensuring adherence to federal regulations. This role offers competitive compensation, comprehensive benefits, and opportunities for professional growth in a supportive environment. If you're passionate about regulatory excellence and want to make an immediate impact, apply today!
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, OCC) to implement updated compliance protocols
- Conduct internal audits and risk assessments to identify potential compliance gaps
- Develop and maintain compliance training programs for 200+ employees
- Investigate and resolve regulatory inquiries with 48-hour response SLA
- Prepare detailed compliance reports for executive leadership and board committees
- Collaborate with legal and operations teams on policy development
- Lead remediation efforts for audit findings with documented action plans
Qualifications
- Bachelor's degree in Finance, Business, or Law required; advanced degree preferred
- 5+ years compliance experience in financial services or regulated industry
- FINRA Series 7, 63, and 24 licenses (or ability to obtain within 90 days)
- Expert knowledge of BSA/AML, Dodd-Frank, and state-specific regulations
- Proficient in compliance software (e.g., Actimize, Nasdaq Adenza)
- Strong analytical skills with attention to detail-oriented documentation
- Excellent communication abilities for regulatory reporting and training