Job Description
Join our dynamic compliance team in sunny Tampa, FL! Global Financial Solutions Inc. is seeking a detail-oriented Compliance Officer to ensure regulatory adherence across all operations. We offer a competitive sign-on bonus for qualified candidates who start before December 31st. Enjoy flexible work arrangements, comprehensive benefits, and opportunities for career growth in a supportive environment.
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and risk assessments
- Develop and implement compliance training programs
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and business teams on compliance initiatives
- Prepare regulatory reports and maintain documentation
- Stay updated on FINRA, SEC, and state-specific regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Certification (CRCM, CCEP) preferred
- Strong knowledge of FINRA/SEC regulations
- Excellent analytical and problem-solving skills
- Proficiency with compliance management software
- Ability to work independently and manage deadlines