Job Description
Join our award-winning team as a Compliance Officer in sunny St. Petersburg, FL! We're seeking a detail-oriented professional to ensure regulatory adherence while driving our financial services division forward. This role offers competitive compensation, a $15,000 sign-on bonus, and the opportunity to work in a collaborative environment with industry-leading training. Enjoy Florida's vibrant culture while making a tangible impact in compliance excellence.
Responsibilities
- Monitor regulatory changes (FINRA, SEC, CFTC) and implement updated compliance protocols
- Conduct internal audits and risk assessments across business units
- Develop and maintain compliance policies, procedures, and training programs
- Investigate potential violations and recommend corrective actions
- Liaise with regulators during examinations and inquiries
- Lead AML/BSA monitoring and reporting initiatives
- Collaborate with legal and executive teams on compliance strategy
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- Active CRCM, CAMS, or CCEP certification required
- Deep knowledge of federal/state regulations (Dodd-Frank, FCPA, etc.)
- Proficient in compliance software (e.g., OnBase, ComplianceEase)
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills
- Experience managing regulatory examinations