Job Description
Join our award-winning compliance team at Global Financial Solutions Inc. as we redefine regulatory excellence in the fintech sector. We're seeking a meticulous Compliance Officer to safeguard our operations while driving innovation in a dynamic LA market. Enjoy a competitive salary, exceptional benefits, and a $15,000 sign-on bonus for qualified candidates who start by June 30, 2024. Our downtown LA headquarters offers hybrid flexibility and cutting-edge resources to empower your professional growth.
Responsibilities
- Develop and implement compliance frameworks aligned with federal/state regulations (SEC, FINRA, CFPB)
- Conduct risk assessments and internal audits with detailed reporting
- Train staff on regulatory updates and best practices
- Manage regulatory reporting and documentation requirements
- Collaborate with legal and business units on compliance strategies
- Monitor industry trends and emerging regulatory changes
- Lead remediation efforts for compliance gaps
Qualifications
- Bachelor's degree in Finance, Business, Law or related field
- 5+ years compliance/regulatory experience in financial services
- FINRA Series 65/66 or CFPB compliance certification preferred
- Expert knowledge of CA financial regulations
- Advanced proficiency in compliance software (e.g., ComplySci, LogicGate)
- Strong analytical and problem-solving abilities
- Excellent written/verbal communication skills
- Experience with fintech or digital payment systems