Job Description
Join Pittsburgh's premier financial institution as a Compliance Officer and shape our regulatory future. We're seeking a detail-oriented professional to ensure adherence to federal, state, and industry regulations while driving our compliance program forward. This hybrid role offers competitive compensation, comprehensive benefits, and opportunities for professional growth in Pittsburgh's thriving financial sector.
Responsibilities
- Develop, implement, and maintain compliance policies and procedures aligned with FINRA, SEC, and state regulations
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Monitor regulatory changes and provide guidance to business units on implementation
- Investigate compliance violations and recommend corrective actions
- Prepare regulatory reports and disclosures for federal and state authorities
- Train employees on compliance requirements and ethical standards
- Collaborate with legal and audit teams to ensure consistent regulatory interpretation
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years compliance experience in financial services or regulated industry
- Certified Regulatory Compliance Manager (CRCM) or equivalent certification
- Strong knowledge of FINRA rules, SEC regulations, and PA state banking laws
- Exceptional analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Proficiency with compliance software and data analysis tools