Job Description
Join our award-winning compliance team in Milwaukee with our exclusive paid training program! We're seeking motivated individuals to become certified Compliance Officers while receiving comprehensive hands-on training in regulatory frameworks, risk assessment, and policy development. This 12-week paid training program covers all essential compliance skills including FINRA, SEC, and state regulations. Upon completion, you'll transition into a permanent role with competitive benefits, career advancement opportunities, and the chance to shape our industry-leading compliance culture. No prior experience required – just a passion for detail and ethical standards!
What We Offer:
- 12-week paid training program ($25/hour during training)
- Certification preparation and exam fees covered
- Mentorship from senior compliance officers
- Comprehensive health and retirement benefits
- Tuition reimbursement for advanced certifications
Responsibilities
- Monitor regulatory changes and implement compliance policies across financial operations
- Conduct internal audits and risk assessments for banking and investment products
- Develop and deliver compliance training programs for staff at all levels
- Investigate potential violations and prepare regulatory reports (SARs, HMDA)
- Collaborate with legal and audit teams to ensure adherence to federal/state regulations
- Manage compliance documentation and maintain audit trails
- Advise senior leadership on emerging compliance risks and mitigation strategies
Qualifications
- Bachelor's degree in Business, Finance, Law, or related field (or equivalent experience)
- Strong attention to detail and exceptional analytical skills
- Ability to interpret complex regulatory documents (Dodd-Frank, BSA, AML)
- Proficiency with Microsoft Office Suite and compliance software (e.g., ComplyAdvantage)
- Excellent written and verbal communication skills
- Willingness to obtain FINRA Series 63/65/66 within 6 months of hire
- Ability to work independently and manage competing priorities
- Commitment to ethical standards and professional integrity