Job Description
Join our award-winning compliance team in Minneapolis and launch your career with comprehensive paid training! Global Financial Services Inc. is seeking motivated individuals to become certified Compliance Officers through our industry-leading development program. You'll gain hands-on experience in regulatory frameworks, risk assessment, and internal controls while working alongside compliance veterans. This role offers structured mentorship, professional certification reimbursement, and a clear path to advancement. If you're detail-oriented with a passion for ethical standards, apply today and start your journey toward a stable, future-proof career in one of Minnesota's most dynamic industries.
Responsibilities
- Monitor and ensure adherence to federal, state, and industry regulations (FINRA, SEC, etc.)
- Conduct internal audits and risk assessments for financial products and processes
- Develop and implement compliance policies, procedures, and training programs
- Investigate potential violations and recommend corrective actions
- Prepare detailed compliance reports for senior leadership and regulatory bodies
- Collaborate with legal, operations, and audit teams to maintain compliance standards
- Stay updated on regulatory changes and communicate implications to stakeholders
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- Strong analytical skills with attention to detail and accuracy
- Excellent written and verbal communication abilities
- Ability to interpret complex regulations and apply them to business operations
- Basic proficiency with Microsoft Office Suite and compliance software
- Commitment to continuous learning and professional development
- U.S. work authorization and ability to pass background checks
- No prior compliance experience required – training provided!