Job Description
Join our elite compliance team in Minneapolis with a comprehensive paid training program designed to launch your career in regulatory oversight. As a Compliance Officer, you'll safeguard our organization against financial risks while receiving expert mentorship in federal regulations, internal audits, and policy implementation. This role offers accelerated growth opportunities within a Fortune 500 environment with competitive benefits and career advancement paths. Perfect for recent graduates or career changers with analytical minds and a passion for ethical finance.
Responsibilities
- Monitor regulatory changes and implement compliance frameworks for financial transactions
- Conduct internal audits and risk assessments across departments
- Develop training materials for staff on regulatory updates and protocols
- Investigate potential violations and prepare detailed incident reports
- Collaborate with legal teams to ensure adherence to SEC, FINRA, and state regulations
- Document compliance processes and maintain audit trails
- Advise leadership on emerging regulatory risks and mitigation strategies
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- Strong analytical skills with attention to detail and precision
- Excellent written and verbal communication abilities
- Basic knowledge of financial regulations (training provided)
- Ability to manage multiple projects and meet deadlines
- Proficiency in Microsoft Office Suite and data analysis tools
- Certification eligibility (training support for CCEP or CRC offered post-hire)
- U.S. work authorization and clean background check