Job Description
Join our award-winning compliance team in Minneapolis with comprehensive paid training! Global Financial Solutions is seeking a motivated Compliance Officer to ensure regulatory adherence across financial operations. We provide industry-leading training programs to develop your expertise in federal regulations, risk management, and internal controls. This hybrid role offers competitive benefits, career advancement opportunities, and a collaborative environment dedicated to your professional growth.
As a Compliance Officer, you'll play a critical role in safeguarding our organization against regulatory risks while contributing to a culture of ethical excellence. Our paid training program covers FINRA regulations, AML protocols, and compliance automation tools – ensuring you're fully prepared to excel from day one.
Responsibilities
- Develop and implement compliance monitoring programs across financial transactions
- Conduct internal audits and risk assessments for regulatory adherence
- Prepare comprehensive compliance reports for senior management and regulatory bodies
- Train staff on new regulations and internal compliance procedures
- Investigate potential compliance violations and recommend corrective actions
- Stay current on evolving financial regulations (Dodd-Frank, SEC, FINRA)
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 1-3 years of compliance/regulatory experience or relevant internship
- Strong analytical skills with attention to detail
- Ability to interpret complex regulatory documents
- Excellent written and verbal communication skills
- Proficiency in compliance software and MS Office Suite
- Certification eligibility (CRCM, CAMS, or CCEP preferred)