Job Description
Join our award-winning team as a Compliance Officer with comprehensive paid training! This entry-level role offers unparalleled growth opportunities in the dynamic financial sector. You'll receive hands-on mentorship from industry veterans while ensuring regulatory compliance for our global portfolio. Our 12-week intensive training program covers FINRA regulations, anti-money laundering protocols, and risk assessment frameworks. Perfect for career changers or recent graduates with a passion for ethical finance.
Enjoy competitive benefits including health insurance, 401k matching, and flexible work arrangements. Located in Jersey City's vibrant financial district, you'll work alongside Fortune 500 clients in a state-of-the-art facility. Our commitment to professional development includes annual certification reimbursements and leadership workshops.
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and risk assessments for financial products
- Prepare detailed compliance reports for senior management and regulatory bodies
- Train staff on compliance procedures and ethical standards
- Investigate potential violations and recommend corrective actions
- Coordinate with legal and audit teams for cross-functional compliance initiatives
- Maintain meticulous documentation of all compliance activities
Qualifications
- Bachelor's degree in Finance, Business, or related field
- Basic understanding of financial regulations (SEC, FINRA, AML)
- Strong analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Proficiency in Microsoft Office Suite and compliance software
- Attention to detail with ability to manage multiple priorities
- Willingness to obtain FINRA Series 7/63 certifications
- US citizenship or permanent residency required