Job Description
Join our dynamic compliance team at GlobalTech Financial Services, a leader in fintech innovation. We're seeking a meticulous Compliance Officer to safeguard our operations and ensure adherence to evolving regulatory landscapes. This critical role combines analytical rigor with strategic thinking to protect our organization's integrity while enabling growth. Enjoy a collaborative environment with competitive benefits and opportunities for professional development in Irvine's thriving business hub.
Responsibilities
- Monitor and interpret regulatory changes (SOX, FFIEC, GDPR) to implement updated compliance protocols
- Conduct risk assessments and internal audits across financial products and data systems
- Develop comprehensive compliance training programs for 500+ employees
- Investigate potential violations and recommend corrective actions to executive leadership
- Prepare detailed compliance reports for board meetings and regulatory bodies
- Collaborate with legal and IT teams on data privacy initiatives
- Lead cross-functional compliance committees to embed best practices
Qualifications
- Bachelor's degree in Finance, Law, or related field (MBA/JD preferred)
- 5+ years compliance experience in financial services or fintech
- CCEP (Certified Compliance & Ethics Professional) certification required
- Expertise in regulatory frameworks (BSA, AML, Sanctions)
- Advanced proficiency in compliance software (e.g., RSA Archer, LogicGate)
- Exceptional written/verbal communication skills for stakeholder management
- Proven ability to translate complex regulations into actionable policies
- Experience managing third-party vendor compliance programs